Description
The Associate Financial Professional supports seasoned Advisors by developing relationships with a large existing customer base, assessing customer risk and financial goals, recommending investment products and financial services, advising on investment opportunities, maintaining regulatory compliance and licenses, completing mandatory training, and delivering courteous service. The role requires relevant financial licenses or the ability to obtain them, background checks, a clean FINRA U4, at least one year of sales, marketing, and business development experience, and at least one year of experience with investments, insurance, or advisory relationships. A college degree is preferred, and the role includes an expected 18–24 month learning curve before potential progression to a Financial Advisor role.
