Audit Manager I at TD Bank

Compensation

$75,020 – $125,180/yr

Location: Charlotte, North Carolina
Type: Full-time

Description

The Audit Manager I – U.S. Compliance Audit at TD Bank is responsible for leading audit engagements focusing on US Consumer Compliance regulations like UDAAP, Fair Lending, TILA, HMDA, RESPA, TISA, etc. This role involves planning, executing, and documenting complex audits, mentoring staff, managing relationships with senior management, and contributing to risk management improvements.

Required Skills

Audit Engagement
Planning
Execution
Documentation
Risk Management
Compliance Examination
Regulatory Guidelines
Team Leadership
Staff Mentorship
Budget Management
Microsoft Office Suite
Analytical Skills
Problem-Solving Skills

Additional Information

Required Previous Experiences: 5+ years of related Audit experience
Preferred Qualifications: Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
Banking industry audit experience with focus on Governance, Risk & Oversight of US Consumer Compliance Function
Relevant professional certifications, accounting designations preferred (e.g., CIA, CRCM)
Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment
Strong analytical and problem-solving skills
Ability to work independently and collaboratively in a team environment
Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools