Description
The Compliance & AML Officer will serve as the designated Compliance Officer and Anti-Money Laundering Officer for the German Branch, overseeing MiFID II/MiFIR and BaFIN compliance, AML/CTF policies and controls, customer due diligence, transaction monitoring, suspicious activity reporting, regulatory reporting, audits, and inspections. The role advises senior management, develops compliance and AML training, and coordinates with group functions while meeting German and EU regulatory requirements. Candidates need experience in regulated financial services, knowledge of German AML law and brokerage or fintech models, regulator experience, and fluency in German and English. The position is hybrid and includes medical insurance, pension benefits, and other employee benefits.
