Description
Hiive is hiring a Compliance Associate to report to the Chief Compliance Officer and help scale and maintain compliance and regulatory infrastructure in the United States and Canada. The role covers transaction monitoring, registered representative oversight, policy testing, regulatory reporting, regulatory exam support, compliance training, and monitoring developments in securities and information security and privacy. Candidates need at least three years of relevant compliance, risk, or audit experience in broker-dealer, exempt markets dealer, or investment adviser environments, along with strong securities-market knowledge. The Vancouver, British Columbia location offers a base salary of $100,000-$130,000, employer-paid health and dental premiums, and other benefits.
