Compensation
$65,000 – $75,000/yr
Wealth Enhancement, an independent wealth management firm since 1997, is seeking a Compliance Associate to coordinate annual compliance requirements and testing under SEC 206(4)-7, assisting with ERISA and retirement product compliance. This remote role involves working with the Investment Adviser Compliance team to build controls, support business growth, and contribute to compliance risk assessments and policy development.
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wealth managementPlymouth, MN, US501-1000
Wealth Enhancement provides personalized financial planning and investment management services, using a team-based approach to wealth management. Its local advisor teams are backed by specialists in tax, estate planning, retirement, and beyond, and create integrated financial plans tailored to clients’ lifestyles and goals. Services include retirement income planning, investment management, risk management and insurance, tax strategies, estate planning, and financial planning; specialized offerings include trust services, tax preparation, and business owner consulting.