Description
Comply is hiring a Compliance Consultant to advise investment adviser clients on compliance matters, including drafting policies and procedures, interpreting SEC regulations, managing client compliance calendars, responding to regulatory inquiries, collaborating with product teams, supporting pre-sales, and developing educational content. The role requires deep knowledge of the Investment Advisers Act of 1940 and related SEC regulations, a J.D. or equivalent regulatory compliance experience, strong analytical and client-management skills, and Microsoft Office proficiency. The United States total compensation is $93,500–$126,500, with an estimated base salary of $85,000–$115,000 plus bonus and benefits; visa sponsorship is not available.
