Compensation
$185,000 – $225,000/yr
TD Securities (US) Compliance Department is seeking a Director for their Equities Compliance Advisory team. This role involves strengthening and enhancing the equities compliance program, aligning it with regulatory requirements and industry best practices. The director will provide real-time, risk-focused compliance guidance, identify issues, uplift controls, and deliver practical solutions balancing regulatory obligations, firm risk, and evolving regulatory expectations.
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investment bank5001-10000
TD Securities is a leading investment bank that provides corporate and investment banking and capital markets products and services to corporate, institutional and government clients. Its people drive its success, and the company recruits new hires to learn from industry experts and grow within the firm. The company describes its work environment as inclusive, enabling team members to be their authentic selves and use their unique perspectives to innovate and customize solutions for the company and its clients.