Summary from listing
The Financial Advisor provides customer service and holistic financial planning to help clients achieve short- and long-term financial goals, while prospecting for new clients and growing assets under management. The role involves client meetings, presentations, product and securities portfolio knowledge, training, continuing education, licensing compliance, and regulatory reporting. Required licenses are SIE, Series 7 and Series 66, or Series 63 and 65; the posting also lists a bachelor’s degree in finance or a related field plus 1–2 years of securities sales experience, or an equivalent combination of education and experience.
