Description
Capital.com is hiring an experienced compliance leader to hold two Senior Manager Functions for its UK entity: Head of Compliance (SMF16) and Money Laundering Reporting Officer (SMF17). Reporting to the Group Chief Compliance Officer, the role has direct access to the UK Board and is responsible for the UK compliance and financial crime frameworks, regulatory reporting, FCA and law enforcement engagement, consumer protection, market abuse, AML/CTF, sanctions, compliance monitoring, investigations, and leadership of the UK Compliance team. The role requires FCA approval or equivalent Senior Manager Function experience, substantial FCA-regulated investment-firm compliance leadership experience, deep UK regulatory knowledge, SAR and sanctions programme experience, and strong Board and stakeholder management skills.
