Investment Adviser Representative (IAR) at Bright Wealth Management

Location: Lewisville, Texas
Type: Full-time
Posted: Jan 9, 2026

Description

Bright Wealth Management is seeking an Investment Adviser Representative (IAR) to provide personalized investment advice and financial planning services to clients. The IAR will be responsible for business development, managing client relationships, and ensuring compliance with regulations. This role involves developing customized investment strategies, educating clients, and maintaining accurate records.

Required Skills

Investment Management
Financial Planning
Client Relationship Management
Business Development
Compliance

Additional Information

Minimum Education: Bachelor The Investment Adviser Representative (IAR) is responsible for providing personalized investment advice and financial planning services to clients in accordance with fiduciary standards and applicable regulations. The IAR will develop and manage client relationships, recommend and monitor investment portfolios, and collaborate with internal team members to deliver a high-quality client experience. Key Responsibilities Business Development Actively participate in client acquisition and referral efforts Represent the firm at networking events, seminars, or educational workshops Contribute to the growth and retention of the firm’s client base Client Advisory & Relationship Management Serve as a primary point of contact for assigned clients Conduct client discovery meetings to understand financial goals, risk tolerance, and circumstances Develop, present, and implement customized investment and financial planning strategies Maintain ongoing client relationships through regular reviews, meetings, and proactive communication Educate clients on investment strategies, market conditions, and financial planning concepts Compliance & Documentation Adhere to fiduciary duty and all applicable federal and state regulations Maintain accurate and timely client records, notes, and documentation Follow firm policies and procedures, including compliance and supervisory requirements Complete required continuing education and licensing renewals Qualifications Required Active Series 65 license (or Series 66 with Series 7) Registered (or eligible to register) as an Investment Adviser Representative Bachelor’s degree in finance, economics, business, or a related field
Preferred Qualifications: CFP®, CFA®, or other relevant professional designation (or progress toward one)
Experience working in an RIA or fiduciary advisory environment
Familiarity with financial planning software, CRM systems, and portfolio management platforms
Prior experience managing client relationships independently