Summary from listing
Popular is hiring a Chief Compliance Officer to lead compliance for its Broker-Dealer and Registered Investment Adviser businesses. The role oversees compliance programs, regulatory filings, investigations, communications, employee onboarding, regulatory examinations, risk assessments, and reporting to senior management and the Board of Managers. It requires a bachelor’s degree, 7–10 years of progressively responsible compliance leadership experience, FINRA Series 7 and Series 24 registrations, and prior people-management experience. The position is based in San Juan, Puerto Rico, with a hybrid work model subject to organizational needs, and applicants must be authorized to work in the United States.
