Regulatory Program Owner at Cash App

Compensation

$129,000 – $193,600/yr

Setup: Remote, Hybrid
Location: American Canyon, California
Type: Full-time
Posted: May 13, 2026

Description

Cash App is seeking a Regulatory Program Owner to lead its Investing Compliance team. This role involves overseeing various broker-dealer supervisory functions, ensuring regulatory obligations are met, and leveraging AI tools to enhance compliance efficiency. The ideal candidate will possess extensive experience in broker-dealer compliance, strong familiarity with FINRA rules, and a demonstrated ability to utilize AI effectively.

Required Skills

Broker-Dealers Compliance
Regulatory Operations
Supervisory Function
Generative AI

Additional Information

Required Previous Experiences: 5+ years of experience in broker-dealer compliance, regulatory operations, or a related supervisory function at a FINRA-registered firm.
Preferred Qualifications: Active FINRA Series 7 and Series 24 and Series 63 registrations (preferred), or ability to obtain within 120 days of hire.
Demonstrated proficiency with AI tools- you actively use generative AI in your daily work to draft, analyze, review, and automate tasks, and can articulate how you evaluate AI outputs for accuracy and risk.
Direct experience with communications supervision (FINRA Rules 2210, 3110), including keyword-based and sample review programs.
Familiarity with Smarsh or comparable communications surveillance platforms.
Experience supporting or responding to FINRA or SEC examinations.
Excellent written communication skills - you can draft regulatory responses, compliance memos, and governance artifacts that are clear, precise, and examination-ready.
Comfort operating in a fast-paced environment where you are expected to own outcomes across multiple workstreams.
Intellectual curiosity and a bias toward experimentation — you stay current with evolving AI tools and look for ways to apply them to compliance challenges.