Description
FINRA is hiring a Senior Analyst in its Market Operations section of Transparency Services to review and analyze over-the-counter equity securities, corporate actions, financial statements, corporate filings, and regulatory submissions for potential violations of federal securities laws and FINRA rules. The role maintains case records, assesses regulatory risk, documents investigations, prepares reports and presentations for management, and supports analytics-tool development and process improvements. It requires a bachelor’s degree and at least three years of securities or financial-services experience, with hybrid work, defined in-person requirements, and occasional extended hours and travel.
