Description
Webull Advisors is hiring a Compliance Manager in St. Petersburg, Florida to build and maintain investment adviser compliance policies and controls, assess regulatory changes, determine compliance of proposed activities, lead examinations and external audits, prepare regulatory submissions, maintain compliance procedures, review marketing materials, conduct annual Rule 206(4)-7 reviews, and manage personal securities trading and access-person lists. The role requires a bachelor's degree in a relevant field and at least seven years of compliance experience in a regulated financial-services environment, with advanced degrees or compliance certifications preferred. The position offers a base salary of $140,000-$165,000 annually, a discretionary bonus, and comprehensive benefits.
