Description
Webull is hiring an Investment Adviser Compliance Manager to build and maintain compliance policies and controls, assess regulatory changes, determine adviser activity compliance, lead examinations and external audits, prepare regulatory submissions, maintain compliance procedures, and review marketing materials. The role requires a bachelor's degree in a relevant field, at least seven years of compliance experience in a regulated financial services environment, and knowledge of the Investment Advisers Act and SEC compliance obligations. It is based in Webull's New York office and offers a base salary of $165,000 to $185,000 annually plus a discretionary bonus and benefits.
