Description
The Senior Manager Advisory Compliance will be responsible for managing compliance activities related to equities businesses, requiring expert knowledge of cash equities, equity derivatives, and prime brokerage in the APAC region. The role involves advising businesses on regulatory matters, assessing new business proposals against legal frameworks, providing real-time transactional advice, assisting with regulatory responses, and delivering training. This position demands strong stakeholder relationship management and a solid understanding of equities markets.
